Article Text

Enhancing the use of stakeholder analysis for policy implementation research: towards a novel framing and operationalised measures
  1. Marysol Astrea Balane1,
  2. Benjamin Palafox2,
  3. Lia M Palileo-Villanueva1,
  4. Martin McKee2,
  5. Dina Balabanova3
  1. 1College of Medicine, University of the Philippines Manila, Manila, Philippines
  2. 2Centre for Global Chronic Conditions, London School of Hygiene and Tropical Medicine, London, UK
  3. 3Department of Global Health & Development, London School of Hygiene & Tropical Medicine, London, UK
  1. Correspondence to Marysol Astrea Balane; marysol.balane{at}gmail.com

Abstract

Background Policy is shaped and influenced by a diverse set of stakeholders at the global, national and local levels. While stakeholder analysis is a recognised practical tool to assess the positions and engagement of actors relevant to policy, few empirical studies provide details of how complex concepts such as power, interest and position are operationalised and assessed in these types of analyses. This study aims to address this gap by reviewing conceptual approaches underlying stakeholder analyses and by developing a framework that can be applied to policy implementation in low-and-middle income countries.

Methods The framework was developed through a three-step process: a scoping review, peer review by health policy experts and the conduct of an analysis using key informant interviews and a consensus building exercise. Four characteristics were selected for inclusion: levels of knowledge, interest, power and position of stakeholders related to the policy.

Result The framework development process highlighted the need to revisit how we assess the power of actors, a key issue in stakeholder analyses, and differentiate an actor’s potential power, based on resources, and whether they exercise it, based on the actions they take for or against a policy. Exploration of the intersections between characteristics of actors and their level of knowledge can determine interest, which in turn can affect stakeholder position on a policy, showing the importance of analysing these characteristics together. Both top-down and bottom-up approaches in implementation must also be incorporated in the analysis of policy actors, as there are differences in the type of knowledge, interest and sources of power among national, local and frontline stakeholders.

Conclusion The developed framework contributes to health policy research by offering a practical tool for analysing the characteristics of policy actors and tackling the intricacies of assessing complex concepts embedded in the conduct of stakeholder analyses.

  • health policy
  • public health
https://creativecommons.org/licenses/by/4.0/

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Footnotes

  • Handling editor Stephanie M Topp

  • Contributors DB, BP, MM, LMP-V and Christine Candari conceptualised the work described. MAB, DB, BP and LMP-V contributed to the development of the study design and data collection. MAB produced the first draft of the manuscript which was critically revised by DB, BP, LMP-V and MM. All authors revised and approved the final version.

  • Funding This study was funded by Wellcome Trust/Newton Fund-MRC Humanities & Social Science Collaborative Award scheme 200346/Z/15/Z.

  • Competing interests All authors report grants from Wellcome Trust, during the conduct of the study; LPV reports grants from Philippine College of Physicians, non-financial support from Sanofi and Cadila and grants from WHO Asia Pacific Observatory, outside the submitted work.

  • Patient and public involvement Patients and/or the public were not involved in the design, or conduct, or reporting, or dissemination plans of this research.

  • Patient consent for publication Not required.

  • Ethics approval Ethical approval was obtained from the ethics research boards of the University of the Philippines Manila-Panel 2 and London School of Hygiene and Tropical Medicine.

  • Provenance and peer review Not commissioned; externally peer reviewed.

  • Data availability statement All data relevant to the study are included in the article or uploaded as supplementary information.